UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K/A Current Report

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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C

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As filed with the Securities and Exchange Commission on March 30, 2015 Registration NoUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

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June 9, 2015 OTCQB STANDARDS RELEASE NO. 2 (PROPOSED AMENDMENTS) OTC Markets Group has published proposed amendments to the OTCQB Standards. The Securities and Exchange Commission’s recent amendments to Regulation A be

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Fiduciary Reference Analysis of Investment Fiduciary Issues April 6, 2015 Conflicts of Interest and the Duty of Loyalty at the Securities & Exchange Commission

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NASAA ENFORCEMENT REPORT 2015 REPORT ON 2014 DATA PREPARED BY: NASAA ENFORCEMENT SECTION SEPTEMBER 2015

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• United States securities law
• Financial crimes
• Economy
• Law
• Financial regulation
• Corporate crime
• Canadian Securities Administrators
• U.S. Securities and Exchange Commission
• Securities fraud
• Fraud
• Canadian securities regulation
• North American Securities Administrators Association

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CCheck this box if no

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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One)

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OctoberSEC Adopts Final CEO Pay Ratio Disclosure Rules The Securities and Exchange Commission (SEC) recently adopted final disclosure rules under the controversial “CEO pay ratio” provision of the Dodd-Frank A

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